Complaint Enforcement: Certified Professionals

Ethics Complaints: ECI keeps records of complaints against Certified Professionals and non-certified individuals for five (5) years. Details about the complaint and action(s) taken can be viewed by selecting the PDF included with the complaint number. Details can be viewed for both unsubstantiated and valid complaints.

Complaint Enforcement against non-certified professionals can be found here.

Case NumberNameCategoryCertification(s)Status/Disposition
2018-127Uncertified Practice, MisrepresentationCPESCDisciplinary Action: Revoked
2018-126Uncertified Practice, MisrepresentationCPESCDisciplinary Action: Revoked
2018-125Uncertified Practice, MisrepresentationCESSWI, CPESC, CPSWQDisciplinary Action: Revoked
2018-124-Trademark Violation / Copyright InfringementCPSWQ, CPESCOngoing
2018-123-Misrepresentation, Test Subversion, Unprofessional ConductCPESC, CESSWIOngoing (Previous Case 2014-103.03)
2018-122-Negligence, IncompetenceCPESC, CPSWQNo Violation Found: Dismissed
2018-121-Uncertified Practice, MisrepresentationCPESC, CPSWQOngoing
2017-119-Negligence, Conflict of Interest, Unprofessional Conduct / MisconductCPESCNo Violation Found: Dismissed
2017-118-Negligence, Conflict of Interest, Unprofessional Conduct / MisconductCPESCNo Violation Found: Dismissed
2017-117-Breach of Contract, Trademark Violation / Copyright Infringement, Unprofessional Conduct / MisconductCPESCDisciplinary Action: Suspended 6 months as TOR (satisfied)
2016-116-Breach of Contract, Trademark Violation / Copyright Infringement, Unprofessional Conduct / MisconductCPESC, CESSWI, CPMSMNo Violation Found: Dismissed
2016-115-Breach of Contract, Unprofessional Conduct / MisconductCPESC, CESSWINo Violation Found: Dismissed
2016-114Thomas GuymonUncertified Practice, Unprofessional Conduct / Misconduct, MisrepresentationCESSWIDisciplinary Action: Revoked
2016-113-Uncertified Practice, Misrepresentation CPESC, CESSWINo Violation Found: Dismissed
2016-112-Uncertified Practice, Misrepresentation CPESC, CPMSMNo Violation Found: Dismissed
2016-111-Uncertified Practice, Misrepresentation CESSWI-ITClosed: Warning Issued; Removed References to Certification
2015-110-Uncertified Practice, Misrepresentation, Unprofessional / MisconductCPESCClosed: Reinstated
2015-109-Unprofessional Conduct / MisconductCPESC, CPSWQ, CESSWI, CPMSMNo Violation Found: Dismissed
2015-108-Unprofessional Conduct / MisconductCPESCNo Violation Found: Dismissed
2014-107.04-Negligence, FraudCPESCNo Violation Found: Dismissed
2014-107.03-Negligence, FraudCPESCNo Violation Found: Dismissed
2014-107.02-Negligence, FraudCPESC, CPMSMNo Violation Found: Dismissed
2014-107.01-Negligence, FraudCPESC, CESSWINo Violation Found: Dismissed
2014-106-Trademark Violation / Copyright InfringementCPESC, CESSWINo Violation Found: Dismissed
2014-105-Trademark Violation / Copyright InfringementCPESC, CESSWIDisciplinary Action Taken: Revocation as TOR; Warning Against Professional Certification: Ethics Class Required
2014-104-Trademark Violation / Copyright InfringementCPESC, CPSWQ, CESSWI, CPMSMDisciplinary Action Taken: Revocation as TOR; Warning Against Professional Certification: Ethics Class Required
2014-103.07-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CESSWIConfidential Global Settlement
2014-103.06-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CESSWIConfidential Global Settlement
2014-103.05-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CPESCConfidential Global Settlement
2014-103.04-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CPESC, CPSWQ, CESSWIConfidential Global Settlement
2014-103.03-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CPESC, CESSWIOngoing
2014-103.02-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CPESCConfidential Global Settlement
2014-103.01-Misrepresentation, Test Subversion, Unprofessional Conduct / Misconduct CPESC, CPSWQ, CESSWIConfidential Global Settlement
2014-101-Conflict of Interest, Fraud, Negligence, Moral Ineptitude, Test Subversion, Unprofessional Conduct / MisconductCPESC, CESSWIClosed: Voluntary Surrender of Certifications